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Portland VA Medical Center

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Research & Development - Human Research Protection Program (HRPP)

  • Central IRB
  • HRPP

PVAMC's Institutional Review Board

Basic Information About the PVAMC IRB
Guiding Philosophies of the IRB
Policies and Procedures
Education Requirements
Membership Roster
IRB Deadlines and Meeting Schedule
Reviewer Checklists
IRB Submission Forms
How to Conduct a Chart Review (24KB, MSWord)
How to Prepare an IRB Submission (55KB, MSWord)
Useful Websites

Contact the IRB Analysts at

The Analysts are: Alex Mitchell,
Kathrynn Mosley, Nickie Pierce, Anna Spece,
Mica Werner, and Sola Whitehead

Basic Information About the PVAMC IRB

Within the VA system, an Institutional Review Board is a subcommittee to the Research & Development (R&D) Committee, which is the primary governing body of a research program conducted at a VA medical center. The R&D Committee is responsible for the scientific quality and appropriateness of all research conducted at the Portland VAMC. The Portland VA has one in-house Institutional Review Board and also utilizess the VA Central IRB and one of the IRBs run by OHSU. The minutes of all three IRBs are provided to the R&D Committee.

IRB numbers are as follows:
VA IRB#1: IRB00001976
VA Central IRB: IRB00006332
OHSU IRB-3: IRB00000471

PVAMC FWA number is: FWA00000517


Guiding Philosophies of the IRB

The IRB is required by federal, state and VA regulations to review proposed human studies protocols in order to determine if they have been designed in a safe and ethical manner, and to assure that the risks to human participants will be reduced as much as possible. There is a long history to the review of human studies research.

In April, 1979, the National Commission for the Protection of Human Subjects of Biomedical and Behavioral Research published The Belmont Report, (Federal Web Site) which serves as one of the primary guiding documents for the Portland VAMC Institutional Review Board. The Belmont Report outlines the ethical principles and guidelines for research involving human subjects, primary among which are respect for persons, beneficence, and justice. Each of these are applied through the requirement for informed consent, assessment of risks and benefits, and selection of subjects, respectively. It is strongly recommended that all principal investigators, and others, conducting human studies research read the nine page Belmont Report.

The World Medical Association Declaration of Helsinki was initiated in 1964, and has been updated regularly since. Although the Declaration of Helsinki has not been fully accepted by the United States, it provides a strong outline for the ethical principals for medical research involving human subjects.

A more thorough history of human subjects research is provided on the NIH computerbased training module at


Policies and Procedures

The IRB Policy and Procedures (formerly IRB SOP) (812KB, PDF) at the PVAMC provides the background for the in-house IRB, including ethical principles and the regulatory mandate to protect human subjects, and information on how the IRB is administered. This includes types of IRB review, review and approval considerations, and required elements of informed consent.


IRB Roster

The roster for the in-house PVAMC Institutional Review Board is available by selecting roster (56KB, MSWord). Study sponsors may require the study coordinator/principal investigator to keep an IRB roster on file with the study paperwork.


IRB Deadlines and Meeting Schedules

Submission of Initial Reviews: 2nd Monday of the month

Any requests that are received on time but are rejected for expedited review will be placed on the IRB docket for full review the following month. Because of the time required to prepare for full IRB review, any requests that are received after the 2nd Monday and are rejected for expedited review will likely have to be scheduled for the IRB meeting two months after submission.

Submission of Continuing Reviews: due dates will be provided in the email reminders

Submission of Reportable Events: within the required reporting time frame (see the IRB Policy and Procedures (formerly IRB SOP) for details)

Submission of other reviews - e.g., amendments, revisions, etc.: 3rd Monday of the month
Note: All studies and revisions, etc. will initially be considered for expedited review. Those submissions which are not eligible for expedited review will be automatically scheduled for fullboard review at the next convened IRB meeting.

Response to tabled reviews from the in-house PVAMC IRB: 2014 due dates-

January 22, February 19, March 19, April 23, May 21, June 18, July 23, August 20, September 17, October 22, November 19 and December 24 (for 2015)

The in-house PVAMC IRB meets the first Wednesday of each month, unless it falls on a holiday.

The deadline for submission of revisions requested by the in-house PVAMC IRB to address a review that was “tabled” is generally the close of business on the Friday prior to the last Monday of each month. This applies to initial review submissions as well as tabled amendments, etc.

These deadlines have been created in order to allow sufficient time for IRB agendas to be created, packets to be copied, and to allow IRB reviewers time to complete a thorough review of all materials.


IRB Reviewer Checklists

Biorepository Review Checklist (132KB, MSWord)
Consent Form Checklist (105KB, MSWord)
Emergency Use Reviewer Checklist (64KB, MSWord)
Expedited Review Checklist (88KB, MSWord)
Humanitarian Use Device (HUD) Review Checklist (63KB, MSWord)
Initial/Continuing Review Checklist (196KB, MSWord)
Advertisement Checklist (51KB, MSWord)
Reportable Events Reviewer Checklist (77KB, MSWord)
Research Project Finalization Report Checklist, formerly Termination Checklist (56KB, MSWord)
Modification Checklist (62kb, MSWord)

Visit the R&D Forms page to access all other IRB forms.


Useful Websites (VA Web Site)
The Program for Research Integrity Development & Education (PRIDE) is a VA office whose mission is to protect participants in VA human research. PRIDE is responsible for all policy development and guidance, and all training and education in human research protection throughout the VA. (Federal Web Site)
This website provides information regarding Certificates of Confidentiality. Certificates of Confidentiality are issued by the National Institutes of Health (NIH) to protect identifiable research information from forced disclosure. They allow the investigator and others who have access to research records to refuse to disclose identifying information on research participants in any civil, criminal, administrative, legislative, or other proceeding, whether at the federal, state, or local level. Certificates of Confidentiality may be granted for studies collecting information that if disclosed could have adverse consequences for subjects or damage their financial standing, employability, insurability, or reputation. (Federal Web Site)
US Food and Drug Administration web site (Federal Web Site)
Department of Health and Human Services Office for Human Research Protections. This web site includes information regarding regulations, policy guidance, education opportunities and compliance oversight. (Federal Web Site)
This website provides regularly updated information about federally and privately supported clinical research in human volunteers. The site provides information about a trial's purpose, who may participate, locations, and phone numbers for more details.

R&D Site Map


PVAMC now utilizes an OHSU IRB for studies conducted on both sides of the bridge!

For more information and instructions on the process please choose one of the following options:
Initial Submission
Continuing Review Submission

Initial Submission

The PVAMC-OHSU IRB (also known as OHSU IRB-3) reviews the following types of studies that are being conducted at both institutions:

  1. Brand new submissions that are not yet active at either institution
  2. Studies which are active at OHSU, and are adding the VA as a new site
  3. Studies which currently have IRB approval at BOTH PVAMC and OHSU, and want to transition to a single review at OHSU

Please follow the applicable instructions (specific to the type of study) located in the "Preparing a Combined VA-OHSU IRB Submission" (146KB, MSWord) document.

In addition, depending on the type of study submission, one of the forms listed here will be required. Carefully review the instructions for which form should be used for your situation. This page only includes forms that are specific to joint PVAMC-OHSU IRB Submissions. Additional forms may be required, and hyperlinks to those forms are provided in the "Preparing a Combined VA-OHSU IRB Submission" (146KB, MSWord) document for easier access.

VA Supplemental Questionnaire (VASQ) (231KB, MSWord)
VA Transition to Single Review Questionnaire (VATQ) (86KB, MSWord)

Finally, the "Preparing a Combined VA-OHSU IRB Submission" (146KB, MSWord) document also provides guidance on adding personnel to an ongoing VA-OHSU IRB-approved protocol, as well as tips on increasing the chances of a quick review time and other tools and resources that are available to you.

Questions regarding submissions to the joint PVAMC-OHSU IRB should be directed to one of the following:
Anna Spece: or x53077
Mica Werner: or x54481
Sola Whitehead: or x52885




R&D Site Map

Central IRB

The VA Central IRB currently only reviews VA Office of Research and Development (ORD) funded multisite research projects. After September 30, 2010, all new ORD-funded multisite research projects must be submitted to the VA Central IRB for review. This does not apply to studies that have already undergone review by other IRBs prior to this date and it only applies to studies with more than one site "engaged" in research.

Central IRB SOP for Portland (44KB, PDF)

For more information, forms or additional resources, please go to the VA Central IRB web page.


R&D Site Map

Human Research Protection Program


Frequently Asked Questions
Required Reporting
Policies and Procedures
Training Module Access
How to Enter Research Flags

For answers to questions, to express concerns, or to convey suggestions regarding the HRPP, contact:

Shari Maier
Research Assurance Officer
Research & Development Service
Building 101 / Room 502G
503-220-8262 x54989


Frequently Asked Questions

What is a Human Research Protection Program (HRPP)?
A HRPP is the systematic and comprehensive approach of an organization, such as the Portland VA Medical Center (PVAMC), to ensure human subject protection in all human research conducted under the auspices of the institution. The implementation of any part of the program may be delegated to specific committees, individuals, or entities by the organization. The PVAMC's HRPP is established in the Medical Center Memorandum No. 151-01, "Responsible Conduct of Research at the VA Medical Center."

What is a Federal Wide Assurance (FWA)?
The Office of Human Research Protections (OHRP) mandates that each institution's Institutional Review Board be registered with the OHRP. Our Portland VA Medical Center IRB operates under an OHRP approved Federal Wide Assurance (FWA). We, as an institution, must be compliant with the terms set forth in the FWA for protecting human subjects and renew this FWA every three years. The FWA states that our IRB and the VA Central IRB (applicable for studies determined by ORD to be candidates for review by the VA Central IRB) are responsible for abiding by the federal regulations set forth in Title 45 Part 46, regarding the protection of human subjects, and that the Medical Center Director is the Signatory Official legally authorized to represent the institution.

The Portland VA Medical Center FWA number is FWA00000517. Information regarding that FWA can be found by accessing the U.S. Department of Human Services Office for Human Research Protections web site and entering the FWA number.

The OHRP registration numbers for the PVAMC IRBs are:
VA IRB#1: IRB00001976
VA Central IRB: IRB00006332
OHSU IRB-3: IRB00000471


Required Research Reporting

VA regulations require reporting within five (5) business days of awareness to the IRB of unanticipated problems involving risk, reportable protocol deviations, local serious adverse events that are unanticipated, and all possible serious or continuing non-compliance. For more precise guidance, please see the following:

Human Research Report Form
Required Reports in Human Research (123KB, MSWord)
Required Reports for Research Information Protection (40KB, MSWord)
Protocol Deviation Policy (excerpt from IRB P&P) (116KB, PDF)
Decision Chart for Reporting of Noncompliance in VA Human Research (VA Web Site, PDF)
Decision Chart for Reporting Serious Adverse Events and Problems Involving Risk in Research (VA Web Site, PDF)
Addendum for FDA-regulated Research (67KB, MSWord)



HRPP Policies and Procedures

Complaints and Allegations of Non-Compliance (59KB, PDF)

Continuous Quality Improvement in the Human Research Protection Program (23KB, PDF)

Glossary of Lay Terms for Use in Preparing Consent Forms (58KB, PDF)

HIPAA Human Subjects Research Policies and Procedures (76KB, PDF)

Investigational Device and/or Drug Usage (189KB, PDF)

Investigational Drugs for Human Use (91KB, PDF)

IRB Review of Repositories Located at the PVAMC (71KB, PDF)

Repository Frequently Asked Questions (FAQs) (38KB, MSWord)

Guidelines for Biorepository or Data Repository Standard Operating Procedures (SOPs) (34KB, MSWord)

Sample Repository SOP (47KB, MSWord)

IRB Policy and Procedures (formerly IRB SOP) (1,161KB, PDF)

Monitoring Policy (See: Requirements for Outside Monitoring of Portland VA Medical Center Human Research)

Protocol Deviation Policy (excerpt from IRB P&P) (116KB, PDF)

Recruiting Potential Research Subjects - Executive Summary (25KB, MSWord)

Required Reports in Human Research (123KB, MSWord)

Requirements for Outside Monitoring of Portland VA Medical Center Human Research (30KB, MSWord)

For information on Research Files Storage Policy and Procedures, please email Kenneth Fouse at

Research Flags (29KB, MSWord)
This document includes instructions for activating and deactivating research flags in CPRS for participants on studies that require a flag, as indicated by the IRB.

Research Preparation Application (80KB, MSWord)

Responsibilities of the Principal Investigator (50KB, MSWord)

R&D Site Map